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Cognizant Agency for Indirect Costs: Nonprofit Guide

Published: Last updated: Reviewed: Sources: ecfr.gov dol.gov hhs.gov

TLDR

Most nonprofits don't know their cognizant agency until they need an indirect rate — by which point negotiation is eight months out. The cognizant agency is typically the federal agency providing the largest dollar value of direct funding, and it controls rate approvals that apply to all other federal awards.

Cognizant Agency for Indirect Costs: Nonprofit Guide

The cognizant agency system exists to prevent duplication: instead of each federal agency independently negotiating indirect cost rates with thousands of nonprofits, one agency takes lead responsibility and the resulting rate applies to all. The nonprofit deals with one negotiation; the result is accepted government-wide.

The challenge is that many organizations do not know their cognizant agency — and the negotiation process takes 6-12 months. By the time a nonprofit receives a federal award that requires a negotiated rate, it is too late to have the NICRA in place for the current period.

How Cognizant Agency Designation Works

The designation follows dollars. Under 2 CFR 200.1:

“Cognizant agency for indirect costs means the Federal agency responsible for reviewing, negotiating, and approving cost allocation plans or indirect cost proposals developed under this part on behalf of all Federal agencies.”

In practice, the cognizant agency is the federal agency providing the largest dollar value of direct federal awards to the organization. “Direct” means awards made directly from the federal agency — not pass-through awards received through a state agency or another nonprofit.

Major cognizant agencies for nonprofits:

AgencyCommon for organizations that receive…
HHS Division of Cost Allocation (DCA)NIH, HRSA, CDC, ACF, SAMHSA awards
DOL Office of AdministrationDOL employment and workforce grants
HUDCoC, CDBG-DR, housing program grants
DOJ Office of the CFOOJP, OVC, COPS grants
USDA (various)Rural development, food programs

When the largest-dollar-value determination is unclear — the organization receives substantial awards from multiple agencies in similar amounts — OMB may designate the cognizant agency through a formal determination process.

What the NICRA Covers

The Negotiated Indirect Cost Rate Agreement specifies:

  • The rate(s): One or more percentages, often tiered by program type or cost pool
  • The base: The MTDC base to which the rate applies
  • The effective period: The fiscal years to which the rate applies
  • Conditions: Any program-specific exclusions or requirements

A single NICRA may contain a provisional rate for the current year (subject to retroactive adjustment after audit) and a predetermined rate for a future year (final upon issuance, not adjusted retroactively).

De Minimis Rate: The Pre-Negotiation Option

Until a NICRA is in place, nonprofits may use the de minimis rate of 15% of MTDC under 2 CFR 200.414(f). No application, approval, or documentation is required beyond disclosing the use of the de minimis rate in SEFA notes and cost reporting. The rate was raised from 10% to 15% by the 2024 Uniform Guidance revision.

The de minimis rate is available indefinitely for organizations that choose not to negotiate. Once a nonprofit negotiates a NICRA, it may no longer use the de minimis rate for that period — it must apply the negotiated rate.

How GrantPipe Helps

GrantPipe’s indirect cost tracking module allocates overhead costs to federal awards based on your negotiated rate and MTDC base in real time. When the cognizant agency requests the documentation supporting your rate — allocation methodologies, cost pools, base calculations — GrantPipe generates the reports from the same data used for ongoing grant management. The NICRA details are stored in the system and auto-applied to new awards, eliminating manual rate-lookup errors when drawing down from multiple federal programs simultaneously.

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Indirect cost rates negotiated at 25-45% MTDC are common for human services nonprofits in HHS DCA negotiations; rates outside this range receive additional scrutiny during proposal review

Source: HHS Division of Cost Allocation, Rate Negotiation Guidelines

DEFINITION

Cognizant agency for indirect costs
The federal agency designated to negotiate and approve indirect cost rates on behalf of all federal agencies for a specific non-federal entity. Typically the agency providing the largest value of direct federal awards to the organization.

DEFINITION

NICRA
Negotiated Indirect Cost Rate Agreement — the binding written agreement specifying the approved indirect cost rate, applicable base, and effective period. Accepted by all federal awarding agencies.

DEFINITION

Indirect cost rate proposal
The documentation a nonprofit submits to its cognizant agency to initiate or renew indirect cost rate negotiation. Typically includes audited financial statements, a cost allocation plan, and the proposed rate calculation.

DEFINITION

Modified Total Direct Costs (MTDC)
The base used for calculating the de minimis indirect cost rate and many negotiated rates. MTDC includes salaries, wages, fringe benefits, materials, supplies, services, and travel, but excludes equipment, capital expenditures, patient care costs, tuition remission, and subawards over $25,000.

DEFINITION

Division of Cost Allocation (DCA)
The HHS office responsible for negotiating indirect cost rates with nonprofit organizations that receive the majority of their federal funding from HHS agencies (NIH, HRSA, CDC, SAMHSA, etc.).

Q&A

How do I find my cognizant agency?

Review your federal award history by dollar value. Sum all direct federal awards from each awarding agency over the past two to three years. The agency providing the largest cumulative value of direct (not pass-through) federal funding is your cognizant agency. For most nonprofits in health and human services, this is HHS, whose rates are negotiated through the Division of Cost Allocation. For workforce development organizations, it is often DOL. For housing organizations, HUD.

Q&A

What does a cognizant agency accept before a NICRA is in place?

Before a NICRA is executed, organizations may use the de minimis rate of 15% MTDC without approval. For organizations with an expired NICRA, the prior rate typically continues on a provisional basis while renewal negotiations proceed. Some federal agencies permit use of a provisional rate equal to the prior negotiated rate pending the new agreement.

Q&A

How does the cognizant agency determination change if funding shifts?

The cognizant agency determination is based on which agency provides the predominant dollar value of direct federal funding over time. If a nonprofit significantly expands funding from DOJ while HHS remains the largest funder, HHS remains the cognizant agency. If DOJ becomes the clear plurality funder, the organization should notify both agencies, and they may agree to transfer cognizance. Transfers of cognizance require mutual agreement and OMB involvement in disputed cases.

Frequently asked

Frequently Asked Questions

What is a cognizant agency for indirect costs?
A cognizant agency for indirect costs is the federal agency designated to negotiate and approve indirect cost rates on behalf of the federal government for a particular nonprofit organization. Once a rate is negotiated and approved, all other federal agencies accept that rate for their awards to the same organization — they do not negotiate separately.
How is the cognizant agency determined?
Under 2 CFR 200.1, the cognizant agency is typically the federal agency that provides the largest dollar value of direct federal awards to the organization. For nonprofits receiving awards from multiple agencies, this is usually HHS (via grants.gov programs), HUD, or a major cabinet department. When the largest-dollar-value agency cannot be determined, OMB may designate a cognizant agency.
What is a NICRA?
A NICRA (Negotiated Indirect Cost Rate Agreement) is the written agreement between a nonprofit and its cognizant agency specifying the approved indirect cost rate(s), the applicable base, and the effective period. A NICRA is binding on all federal awarding agencies.
What are the types of indirect cost rates?
There are three types: (1) provisional rate — a temporary rate used pending negotiation of the final rate; (2) final rate — the permanent rate established after audit of actual costs; and (3) predetermined rate — established in advance for a future period, not subject to adjustment. Most mid-sized nonprofits operate on provisional rates that are subsequently finalized.
What if a nonprofit doesn't have a negotiated rate?
Nonprofits that have never had a federally-negotiated indirect cost rate may use the de minimis rate of 15% of Modified Total Direct Costs (MTDC) under 2 CFR 200.414(f), without requiring cognizant agency approval. The de minimis rate is available until a negotiated rate is established. Using the de minimis rate does not require any application or approval.
Can indirect cost rates be used across all federal agencies?
Yes. Once negotiated with the cognizant agency, the rate is accepted by all federal awarding agencies for awards to that organization. Federal agencies may not negotiate separate or different rates from the NICRA. This is the core efficiency of the cognizant agency system.